Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen John Ferencik | 3126037 | 9 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ricky Randon Moore | 2574634 | 5 | 10/28/2013 | Customer Dispute | Closed-No Action | $116,000.00 | $0.00 | See FINRA Report |
| Dan Edward Wagner | 2867278 | 4 | 07/24/2007 | Customer Dispute | Closed-No Action | $15,200.00 | $0.00 | See FINRA Report |
| Gregg S Lentz | 1716699 | 5 | 07/22/2002 | Customer Dispute | Closed-No Action | $9,181.32 | $0.00 | See FINRA Report |
| Steve James Markey | 2591317 | 1 | 12/02/1997 | Customer Dispute | Closed-No Action | $5,381.56 | $0.00 | See FINRA Report |