Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Joseph Monk | 6234104 | 1 | 06/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Drew Keller | 4344114 | 1 | 12/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Kenneth Romero | 5222267 | 1 | 07/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodolfo Ernesto Rodriguez | 4259619 | 1 | 11/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |