Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Allen Douglass | 4262487 | 2 | 10/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ricky Randon Moore | 2574634 | 6 | 09/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen John Ferencik | 3126037 | 10 | 02/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matt Porter | 1812445 | 9 | 02/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregg S Lentz | 1716699 | 5 | 02/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |