Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arkadios Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Charles Paladini | 4341198 | 2 | 10/21/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Suzanne Wheeler | 1107381 | 1 | 08/29/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Sievert | 2127441 | 5 | 05/02/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Martin Hunter McFarlin | 2838151 | 3 | 04/21/2022 | Customer Dispute | Pending | $999,999.00 | $0.00 | See FINRA Report |
| Mark Alan Thompson | 4632270 | 3 | 03/02/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| George Terlizzi | 5834250 | 6 | 02/28/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Sievert | 2127441 | 5 | 02/01/2022 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| John Amirault Farley | 6549498 | 1 | 12/26/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Shelby Dean Moore | 4776583 | 1 | 11/18/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Scott Alan McQuilken | 2618322 | 6 | 10/27/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |