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FINRA Broker Disclosures for Equitable Distributors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Wayne Templin2855907110/26/2017Customer DisputeSettled$50,000.00$0.00See FINRA Report
Michael Fisher Steffan4706641402/02/2010Customer DisputeSettled$96,333.00$0.00See FINRA Report
Brian Christopher Burk2229019107/07/2003Customer DisputeSettled$0.00$0.00See FINRA Report

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