Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Wayne Templin | 2855907 | 1 | 10/26/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Michael Fisher Steffan | 4706641 | 4 | 02/02/2010 | Customer Dispute | Settled | $96,333.00 | $0.00 | See FINRA Report |
Brian Christopher Burk | 2229019 | 1 | 07/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |