Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Thomas Golden | 2560335 | 1 | 02/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Wayne Templin | 2855907 | 1 | 10/26/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas John Mocogni | 855653 | 1 | 08/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 02/02/2010 | Customer Dispute | Settled | $96,333.00 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 01/23/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 01/11/2008 | Customer Dispute | Closed-No Action | $55,447.60 | $0.00 | See FINRA Report |
| Michael Fisher Steffan | 4706641 | 4 | 10/01/2007 | Customer Dispute | Denied | $23,380.70 | $0.00 | See FINRA Report |
| Brian Christopher Burk | 2229019 | 1 | 07/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |