Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Andrew Deleon | 5451991 | 1 | 12/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Zdanowski | 1369720 | 1 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Groza | 5522698 | 2 | 12/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrance Vincent Furco | 7543401 | 1 | 02/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Rice | 5480877 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David L Williams | 6697532 | 6 | 02/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David L Williams | 6697532 | 6 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David L Williams | 6697532 | 6 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David L Williams | 6697532 | 6 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David L Williams | 6697532 | 6 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |