Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Edward Zdanowski | 1369720 | 1 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Zagoria | 5538880 | 1 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Husbands | 4275187 | 2 | 03/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrance Vincent Furco | 7543401 | 1 | 02/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Husbands | 4275187 | 2 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Christopher Myers | 3178947 | 1 | 05/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael John Peterson | 2344835 | 1 | 06/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Wayne Templin | 2855907 | 1 | 10/26/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sean Michael Duncan | 3238531 | 1 | 12/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Mocogni | 855653 | 1 | 08/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |