Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shameeka Christal Gardener | 6421418 | 1 | 04/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Groza | 5522698 | 2 | 11/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Stiff | 3077611 | 1 | 01/04/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |