Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Peterson | 2344835 | 1 | 06/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nickolas J Ballas | 1319931 | 1 | 12/26/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |