Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Michael Groza | 5522698 | 2 | 12/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David L Williams | 6697532 | 6 | 02/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |