Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephan A Stein | 3238494 | 3 | 04/21/2020 | Customer Dispute | Withdrawn | $340,000.00 | $0.00 | See FINRA Report |
| Michael William Wagner | 3083994 | 7 | 06/04/2003 | Customer Dispute | Withdrawn | $161,000.00 | $0.00 | See FINRA Report |