Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alain Germain Tripeau | 5388446 | 2 | 11/17/2011 | Customer Dispute | Denied | $9,774.12 | $0.00 | See FINRA Report |
| John Justin Piro | 4539787 | 2 | 01/26/2009 | Customer Dispute | Denied | $32,407.00 | $0.00 | See FINRA Report |
| Michael William Wagner | 3083994 | 7 | 05/09/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mark Francis Blaha | 3083981 | 2 | 05/09/2006 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jacob Robert Rosenberg | 2908851 | 1 | 01/26/2006 | Customer Dispute | Denied | $107,873.00 | $0.00 | See FINRA Report |
| Charles Steven Colchamiro | 1011800 | 3 | 05/29/2003 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
| James Conley Hopkins | 2688074 | 5 | 09/18/2000 | Customer Dispute | Denied | $371,028.00 | $0.00 | See FINRA Report |
| James Conley Hopkins | 2688074 | 5 | 06/23/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James Conley Hopkins | 2688074 | 5 | 04/24/2000 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Teddy Lellos | 1955971 | 1 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |