Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ornella Palmieri-Gallagher | 2398399 | 1 | 03/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Leonard Neil Rich | 375427 | 7 | 06/06/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |