Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Anthony Alagna | 1840339 | 4 | 01/09/2023 | Customer Dispute | Award / Judgment | $2,108,920.00 | $650,000.00 | See FINRA Report |
Stephan A Stein | 3238494 | 3 | 12/30/2022 | Customer Dispute | Award / Judgment | $2,100,330.00 | $650,000.00 | See FINRA Report |
Joseph Anthony Alagna | 1840339 | 4 | 04/16/2020 | Customer Dispute | Award / Judgment | $1,060,000.00 | $512,000.00 | See FINRA Report |
Stephan A Stein | 3238494 | 3 | 04/16/2020 | Customer Dispute | Award / Judgment | $1,060,000.00 | $512,000.00 | See FINRA Report |
Joseph Anthony Alagna | 1840339 | 4 | 01/07/2013 | Customer Dispute | Award / Judgment | $1,115,340.00 | $702,037.00 | See FINRA Report |
Stuart Jay Horowitz | 2175221 | 2 | 02/16/1999 | Customer Dispute | Award / Judgment | $8,125.00 | $6,250.00 | See FINRA Report |
Joseph Anthony Alagna | 1840339 | 4 | 09/29/1997 | Customer Dispute | Award / Judgment | $208,000.00 | $0.00 | See FINRA Report |
Leonard Neil Rich | 375427 | 7 | 10/29/1991 | Customer Dispute | Award / Judgment | $54,904.00 | $5,734.64 | See FINRA Report |
Charles Steven Colchamiro | 1011800 | 3 | 03/12/1991 | Customer Dispute | Award / Judgment | $6,891.25 | $1,275.00 | See FINRA Report |
Charles Steven Colchamiro | 1011800 | 3 | 02/15/1991 | Customer Dispute | Award / Judgment | $6,891.00 | $6,891.25 | See FINRA Report |