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FINRA Broker Disclosures for Joseph Gunnar & Co. LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Anthony Alagna1840339401/09/2023Customer DisputeAward / Judgment$2,108,920.00$650,000.00See FINRA Report
Stephan A Stein3238494312/30/2022Customer DisputeAward / Judgment$2,100,330.00$650,000.00See FINRA Report
Joseph Anthony Alagna1840339404/16/2020Customer DisputeAward / Judgment$1,060,000.00$512,000.00See FINRA Report
Stephan A Stein3238494304/16/2020Customer DisputeAward / Judgment$1,060,000.00$512,000.00See FINRA Report
Joseph Anthony Alagna1840339401/07/2013Customer DisputeAward / Judgment$1,115,340.00$702,037.00See FINRA Report
Stuart Jay Horowitz2175221202/16/1999Customer DisputeAward / Judgment$8,125.00$6,250.00See FINRA Report
Joseph Anthony Alagna1840339409/29/1997Customer DisputeAward / Judgment$208,000.00$0.00See FINRA Report
Leonard Neil Rich375427710/29/1991Customer DisputeAward / Judgment$54,904.00$5,734.64See FINRA Report
Charles Steven Colchamiro1011800303/12/1991Customer DisputeAward / Judgment$6,891.25$1,275.00See FINRA Report
Charles Steven Colchamiro1011800302/15/1991Customer DisputeAward / Judgment$6,891.00$6,891.25See FINRA Report

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