Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter R Serra | 5245861 | 1 | 03/21/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kavon Moshfeghi | 5804645 | 1 | 07/03/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alain Germain Tripeau | 5388446 | 2 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |