Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Conley Hopkins | 2688074 | 5 | 09/17/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Jay Horowitz | 2175221 | 2 | 12/14/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |