Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael William Wagner | 3083994 | 7 | 02/12/2001 | Customer Dispute | Closed-No Action | $58,719.00 | $0.00 | See FINRA Report |
Michael William Wagner | 3083994 | 7 | 01/10/2001 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |