Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norbert Michael Witt | 1013032 | 5 | 11/01/2020 | Customer Dispute | Withdrawn | $14,000.00 | $0.00 | See FINRA Report |
| Sergio Villa | 5015598 | 1 | 04/05/2016 | Customer Dispute | Withdrawn | $25,800.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 01/26/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Norbert Michael Witt | 1013032 | 5 | 02/28/2006 | Customer Dispute | Withdrawn | $5,017.00 | $0.00 | See FINRA Report |