Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Brian Graham | 3167246 | 3 | 09/07/2021 | Customer Dispute | Settled | $4,300,950.00 | $0.00 | See FINRA Report |
| Aaron Pierce Sevigny | 4314368 | 3 | 07/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Blake Perlberg | 1424365 | 4 | 06/17/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 05/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 05/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Pierce Sevigny | 4314368 | 3 | 05/05/2021 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Xerxes Lawingco Nabong | 4942634 | 1 | 08/05/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Philip Michael Maliniak | 5268554 | 1 | 08/05/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Deborah Lynn Eggleston | 2369973 | 1 | 02/14/2020 | Customer Dispute | Settled | $206,926.00 | $0.00 | See FINRA Report |
| Pasquale Vitucci | 2290163 | 21 | 01/07/2020 | Customer Dispute | Settled | $1,350,000.00 | $0.00 | See FINRA Report |