Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Bartow | 2223486 | 2 | 12/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jamey Carl Graham | 4382537 | 3 | 12/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Andrew Herman | 2322605 | 1 | 07/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Lazar | 3111805 | 3 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Lazar | 3111805 | 3 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Mitchell | 4852647 | 1 | 10/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Joseph Susi | 5109197 | 1 | 10/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Matthew Riley | 2325085 | 1 | 10/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Baldwin Meske | 4142982 | 1 | 10/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Branda Rhae Allen | 4577515 | 1 | 10/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |