Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Blake Perlberg | 1424365 | 4 | 08/18/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marvin Turner Petty | 2159488 | 1 | 03/29/2016 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| Carl Willard Benedict | 1178319 | 2 | 08/14/2015 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Lennard Cuno van Der Feltz | 4630091 | 5 | 04/26/2010 | Customer Dispute | Closed-No Action | $38,420.00 | $0.00 | See FINRA Report |
| Robert Joseph McDonough | 1023348 | 1 | 04/16/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Allen MacHtig | 1420080 | 5 | 12/16/2008 | Customer Dispute | Closed-No Action | $54,468.00 | $0.00 | See FINRA Report |
| Randolph Stephen Moore | 1873374 | 6 | 11/14/2005 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Donald Michael Purcell | 2641990 | 1 | 08/20/2004 | Customer Dispute | Closed-No Action | $268,416.00 | $0.00 | See FINRA Report |
| David Joseph Chalmers | 2943921 | 2 | 04/14/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Wilson | 1677337 | 1 | 12/18/2003 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |