Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Rhoads | 2176003 | 2 | 08/22/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lori Beth Givens | 6145137 | 1 | 11/29/2022 | Customer Dispute | Pending | $14,391.00 | $0.00 | See FINRA Report |
| Phil Dwayne Wheat | 1160523 | 1 | 11/29/2022 | Customer Dispute | Pending | $14,391.00 | $0.00 | See FINRA Report |
| Carl Willard Benedict | 1178319 | 2 | 01/08/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Leslie Cunningham | 1362301 | 4 | 10/22/2002 | Customer Dispute | Pending | $9,744.37 | $0.00 | See FINRA Report |