Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Thomas Battaglia | 6228743 | 1 | 05/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristin M Meyer | 5194879 | 1 | 09/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheila June Cuffari-Agasi | 2401020 | 1 | 03/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Kyllo Petty | 5453203 | 1 | 03/21/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Craig | 6753590 | 2 | 12/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Craig | 6753590 | 2 | 12/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sherri Lynn Davis | 4822108 | 1 | 10/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Rhoads | 2176003 | 2 | 02/09/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Norman Fisch | 1283804 | 1 | 07/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Anthony Bartow | 2223486 | 2 | 11/25/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |