Our Staff has compiled our research into a database of FINRA Broker Disclosures for United Planners' Financial Services of America A L. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Joseph Thomas | 4177526 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randolph Stephen Moore | 1873374 | 6 | 01/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyra A Moore | 2827766 | 1 | 01/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Alphonso Ristaino | 1095283 | 2 | 11/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Eugene Wible | 3185799 | 5 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Everett | 6994217 | 2 | 02/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Everett | 6994217 | 2 | 06/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Eugene Wible | 3185799 | 5 | 11/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Alphonso Ristaino | 1095283 | 2 | 10/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles B Lefkowitz | 305758 | 2 | 01/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |