Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Ryan Jewell | 7860497 | 1 | 08/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Peter Spencer | 6827419 | 2 | 11/19/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Slattery | 4655445 | 2 | 10/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Brown | 7331460 | 1 | 09/03/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Allen Olaviany | 5480659 | 1 | 04/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 12/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 10/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Banac | 7296059 | 1 | 11/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Peter Spencer | 6827419 | 2 | 03/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Phillip Chouteau | 5957736 | 3 | 10/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |