Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Francis Brignola | 6893438 | 2 | 04/08/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy David Sereyko | 6175679 | 1 | 04/02/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luke Francis Brignola | 6893438 | 2 | 03/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Wesley Barlow | 7548385 | 3 | 03/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John W Guion | 7280209 | 1 | 01/31/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Benjamin Fults | 5819563 | 3 | 09/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Matthew Hallstrom | 7297192 | 3 | 04/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James Rickert | 7724767 | 1 | 06/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arnold A Demassi | 7892942 | 2 | 11/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Harrison Fessler | 5922315 | 3 | 12/13/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |