Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Marie Smith | 6867181 | 1 | 02/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tevin Gibson | 7221009 | 1 | 10/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvia Tant Cathey | 7099395 | 1 | 01/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Wayne Stanley | 720095 | 1 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandriene Soleil Semidey-Simon | 7299994 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittnei Mary Magdalene Larue | 7393199 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |