Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Palmiotto | 6712587 | 2 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Corbett | 5076418 | 3 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Riad Attal | 5926274 | 1 | 12/08/2020 | Customer Dispute | Closed-No Action | $4,143.00 | $0.00 | See FINRA Report |
| Lorraine Marie Frownfelter | 6679543 | 1 | 05/05/2020 | Customer Dispute | Closed-No Action | $4,080.00 | $0.00 | See FINRA Report |
| Troy Michael Schroeder | 6128963 | 2 | 12/04/2019 | Customer Dispute | Closed-No Action | $17,262.00 | $0.00 | See FINRA Report |
| Rebecca T Ward | 6692246 | 2 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| James Robert Palmiotto | 6712587 | 2 | 01/25/2019 | Customer Dispute | Closed-No Action | $25,020.00 | $0.00 | See FINRA Report |
| Larry M Goldberg | 6516221 | 2 | 08/20/2018 | Customer Dispute | Closed-No Action | $6,503.00 | $0.00 | See FINRA Report |
| Andrew Ian Wilson | 5280283 | 1 | 08/07/2018 | Customer Dispute | Closed-No Action | $14,400.00 | $0.00 | See FINRA Report |