Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Ryan Jewell | 7860497 | 1 | 08/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tevin Gibson | 7221009 | 1 | 10/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvia Tant Cathey | 7099395 | 1 | 01/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Peter Spencer | 6827419 | 2 | 11/19/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dale Wayne Stanley | 720095 | 1 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Slattery | 4655445 | 2 | 10/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Brown | 7331460 | 1 | 09/03/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandriene Soleil Semidey-Simon | 7299994 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |