Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvia Tant Cathey | 7099395 | 1 | 01/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Martin Cyr | 6127762 | 2 | 01/19/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Peter Spencer | 6827419 | 2 | 11/19/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Martin Cyr | 6127762 | 2 | 01/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Slattery | 4655445 | 2 | 10/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Brown | 7331460 | 1 | 09/03/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sandriene Soleil Simon | 7299994 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittnei Lynn Washington | 7393199 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Adam Reeder | 7291973 | 1 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia H Hadfield | 4310059 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |