Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Scotman | 7779347 | 1 | 05/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Buck Shane Emmerick | 6731443 | 1 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Joseph Kelly | 3186443 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| April Lynn Grant | 6867156 | 2 | 07/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Ann Schoettle | 7493839 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin E Carlgren | 5488532 | 2 | 08/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Krystal Lynn Roach | 6244366 | 1 | 12/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David James Hensley | 6679544 | 1 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Harrison Fessler | 5922315 | 3 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Harrison Fessler | 5922315 | 3 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |