Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Lynn Grant | 6867156 | 1 | 10/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Ann Schoettle | 7493839 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin E. Carlgren | 5488532 | 2 | 08/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Krystal Lynn Roach | 6244366 | 1 | 12/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David James Hensley | 6679544 | 1 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Harrison Fessler | 5922315 | 3 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Harrison Fessler | 5922315 | 3 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori H Moncada | 5473199 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond P Togias | 845203 | 2 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Sherwood | 6407223 | 2 | 12/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |