Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Phillip Chouteau | 5957736 | 3 | 07/09/2024 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Immoos-Hernandez | 6935416 | 1 | 06/21/2024 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michelle Martin Neuhalfen | 7206531 | 2 | 06/18/2024 | Customer Dispute | Denied | $782,583.00 | $0.00 | See FINRA Report |
| Timothy J Duggan | 7613456 | 1 | 06/11/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Greenleaf | 7073231 | 2 | 04/26/2024 | Customer Dispute | Denied | $15,096.80 | $0.00 | See FINRA Report |
| Cody John Moran | 6939984 | 3 | 02/27/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Royah K Sultan | 7207741 | 1 | 02/09/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| April Lynn Grant | 6867156 | 2 | 12/26/2023 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kelsey Whitehouse Tate | 6808481 | 1 | 12/22/2023 | Customer Dispute | Denied | $10,081.00 | $0.00 | See FINRA Report |
| Mark Timothy Mallia | 6189608 | 1 | 10/31/2023 | Customer Dispute | Denied | $10,601.00 | $0.00 | See FINRA Report |