Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Warren Peterson | 6200366 | 1 | 02/23/2022 | Customer Dispute | Settled | $53,557.00 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 07/15/2015 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Gregory Edward Strong | 820782 | 3 | 11/14/2012 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Stephen Allen Vranek | 2111649 | 2 | 10/12/2010 | Customer Dispute | Settled | $61,537.00 | $0.00 | See FINRA Report |
| Thomas Lloyd Kunkel | 2510614 | 2 | 03/22/2010 | Customer Dispute | Settled | $595,000.00 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 10/29/2001 | Customer Dispute | Settled | $616,000.00 | $0.00 | See FINRA Report |
| Matthew John Rettich | 2998288 | 2 | 05/29/2001 | Customer Dispute | Settled | $367,212.00 | $0.00 | See FINRA Report |
| Stephen Paul Becker | 1860690 | 3 | 02/06/2001 | Customer Dispute | Settled | $63,217.60 | $0.00 | See FINRA Report |
| Stephen Paul Becker | 1860690 | 3 | 12/17/1998 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Matthew John Rettich | 2998288 | 2 | 12/17/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |