Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Lee Parrott | 2370985 | 1 | 11/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Zeiner | 1052912 | 1 | 10/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 10/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 01/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 01/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 01/12/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 12/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 06/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 06/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Strong | 820782 | 3 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |