Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Raymond Hisey | 4523539 | 1 | 11/09/2004 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Christopher Brandon Clay | 3129759 | 2 | 02/25/2002 | Customer Dispute | Denied | $7,018.33 | $0.00 | See FINRA Report |
| Christopher Brandon Clay | 3129759 | 2 | 09/26/2001 | Customer Dispute | Denied | $9,425.00 | $0.00 | See FINRA Report |
| Hugh Augustin McDonald | 2321700 | 1 | 11/10/2000 | Customer Dispute | Denied | $5,397.17 | $0.00 | See FINRA Report |