Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Edward Strong | 820782 | 3 | 02/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Lee Luna | 1521036 | 3 | 01/04/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victoria Renee Taylor | 2305033 | 1 | 03/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Varney Redaelli | 2754566 | 1 | 10/07/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Dean Brumagin | 1518822 | 4 | 06/26/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Richard Jones | 6410522 | 2 | 12/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas McLellan Davis | 1874689 | 1 | 04/01/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |