Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Niedenfuehr | 1357023 | 4 | 08/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 08/14/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Warren Peterson | 6200366 | 1 | 02/23/2022 | Customer Dispute | Settled | $53,557.00 | $0.00 | See FINRA Report |
| Henry Lee Parrott | 2370985 | 1 | 11/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Zeiner | 1052912 | 1 | 10/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Niedenfuehr | 1357023 | 4 | 04/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 10/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard C Thompson | 6443478 | 11 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Jay Bewley | 5828542 | 1 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 01/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |