Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Niedenfuehr | 1357023 | 4 | 08/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Lee Parrott | 2370985 | 1 | 11/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Zeiner | 1052912 | 1 | 10/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Niedenfuehr | 1357023 | 4 | 04/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 10/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jay Bewley | 5828542 | 1 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 01/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Theodore Kozak | 7040173 | 2 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Theodore Kozak | 7040173 | 2 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Lee Luna | 1521036 | 3 | 04/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |