Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Kuruvilla | 1000316 | 5 | 08/14/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Warren Peterson | 6200366 | 1 | 02/23/2022 | Customer Dispute | Settled | $53,557.00 | $0.00 | See FINRA Report |
| Jeremiah Enoch Threlkeld | 5899556 | 1 | 05/16/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 07/15/2015 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Danny Robert Miller | 2448369 | 1 | 07/08/2013 | Customer Dispute | Withdrawn | $23,600.00 | $0.00 | See FINRA Report |
| Andrew Phillip Blakley | 3257974 | 1 | 02/27/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Strong | 820782 | 3 | 11/14/2012 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Stephen Allen Vranek | 2111649 | 2 | 10/12/2010 | Customer Dispute | Settled | $61,537.00 | $0.00 | See FINRA Report |
| Thomas Lloyd Kunkel | 2510614 | 2 | 03/22/2010 | Customer Dispute | Settled | $595,000.00 | $0.00 | See FINRA Report |
| Matthew Raymond Hisey | 4523539 | 1 | 11/09/2004 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |