Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dewell Anderson | 5340479 | 1 | 06/06/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cara Michelle Miller | 4521819 | 6 | 05/14/2024 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Cara Michelle Miller | 4521819 | 6 | 03/28/2024 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| James Paul Siemonsma | 2172228 | 2 | 02/20/2024 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Cara Michelle Miller | 4521819 | 6 | 05/03/2023 | Customer Dispute | Settled | $590,000.00 | $0.00 | See FINRA Report |
| Cara Michelle Miller | 4521819 | 6 | 07/18/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Paul Siemonsma | 2172228 | 2 | 07/18/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Kyle Taylor | 3260885 | 2 | 04/26/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Cara Michelle Miller | 4521819 | 6 | 05/18/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Thomson Klevens | 2125586 | 1 | 02/20/2019 | Customer Dispute | Settled | $8,865.00 | $0.00 | See FINRA Report |