Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Lee Russell | 5020992 | 1 | 12/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore J Cardasis | 5374649 | 1 | 07/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron John Fulton | 3234089 | 1 | 09/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William David Hutchens | 2434234 | 1 | 05/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Jeanfreau | 1884086 | 1 | 06/07/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven David Lockshin | 1557803 | 2 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven David Lockshin | 1557803 | 2 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |