Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cara Michelle Miller | 4521819 | 6 | 08/19/2024 | Customer Dispute | Pending | $950,000.00 | $0.00 | See FINRA Report |
| Adam Randall Kotz | 6286443 | 1 | 01/12/2024 | Customer Dispute | Pending | $4,000,000.00 | $0.00 | See FINRA Report |
| Matthew Shane Brady | 2600968 | 1 | 09/03/2015 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |