Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Kay Perry | 2260883 | 1 | 08/05/2016 | Customer Dispute | Denied | $5,750.00 | $0.00 | See FINRA Report |
| Matthew Douglas Fisher | 4066406 | 2 | 01/04/2010 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Moeschler | 4297175 | 1 | 11/17/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Brian Joseph McGuire | 4892337 | 1 | 03/26/2009 | Customer Dispute | Denied | $8,585.00 | $0.00 | See FINRA Report |
| Matthew Douglas Fisher | 4066406 | 2 | 11/26/2008 | Customer Dispute | Denied | $13,419.00 | $0.00 | See FINRA Report |
| Michael J Bukata | 2506439 | 1 | 07/14/2003 | Customer Dispute | Denied | $154,000.00 | $0.00 | See FINRA Report |
| Kevne Lea Sharpe | 1545866 | 1 | 05/06/2003 | Customer Dispute | Denied | $7,065.00 | $0.00 | See FINRA Report |
| Valerie Lucille Newell | 2229453 | 1 | 09/13/2002 | Customer Dispute | Denied | $39,278.90 | $0.00 | See FINRA Report |
| Timothy Kevin Taylor | 4357648 | 1 | 08/07/2002 | Customer Dispute | Denied | $27,740.00 | $0.00 | See FINRA Report |
| Alisa Anne Roth | 2153484 | 1 | 07/24/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |