Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel R Ruiz | 5823083 | 1 | 12/21/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin L Richter | 6198865 | 1 | 04/27/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Bittner | 4654005 | 1 | 11/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Michael Tigue | 4591478 | 1 | 10/15/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |