Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Luke Kendall | 6244923 | 1 | 07/14/2023 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Keen | 6585665 | 1 | 10/26/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Carl Welzel | 2065332 | 2 | 01/07/2022 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Jon Brian Beauchemin | 2826028 | 1 | 02/19/2002 | Customer Dispute | Closed-No Action | $7,181.80 | $0.00 | See FINRA Report |