Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa I Jourdan | 6399539 | 1 | 08/04/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Carl Welzel | 2065332 | 2 | 01/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joy Soon Oh | 6031149 | 1 | 10/09/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Frederick Skrainka | 1221567 | 1 | 05/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |