Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Joseph Herits | 6015143 | 1 | 09/21/2022 | Customer Dispute | Settled | $5,718.63 | $0.00 | See FINRA Report |
| Nicholas John Keeling | 1332035 | 1 | 04/27/2022 | Customer Dispute | Settled | $13,285.00 | $0.00 | See FINRA Report |
| Nicholas Cava | 1477541 | 1 | 09/18/2019 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Kenneth Richard Behm | 5010852 | 1 | 04/27/2015 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Douglas Larry Stevens | 1610219 | 2 | 03/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 5 | 01/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Laura Bonus Abadsantos | 1015542 | 1 | 09/03/2009 | Customer Dispute | Settled | $640,842.00 | $0.00 | See FINRA Report |
| Michael Scott Stephenson | 2727339 | 1 | 06/18/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Brent William Carroll | 2087733 | 5 | 04/10/2009 | Customer Dispute | Settled | $17,159.80 | $0.00 | See FINRA Report |
| William Vincent Grizinski | 1126007 | 1 | 02/05/2009 | Customer Dispute | Settled | $17,056.40 | $0.00 | See FINRA Report |