Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Adgar | 4734751 | 3 | 08/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Neese | 2639602 | 1 | 01/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Berkhoff | 5203562 | 1 | 04/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jude Jaramillo | 257486 | 2 | 12/01/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jude Jaramillo | 257486 | 2 | 12/01/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Flattery | 4548222 | 3 | 05/31/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jimmy Wayne Freeman | 3240344 | 3 | 07/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nelson S Stiles | 5867550 | 2 | 07/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Graham McMurray Clement | 1025061 | 3 | 06/25/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Todd Conrad | 3237118 | 2 | 01/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |