Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clara Zaya | 4631410 | 3 | 07/23/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Bryan Alan Hummel | 4603340 | 2 | 03/17/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Nicholas John Keeling | 1332035 | 1 | 04/27/2022 | Customer Dispute | Settled | $13,285.00 | $0.00 | See FINRA Report |
| Lynn Howard Morris | 1019064 | 1 | 09/21/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Nicholas Cava | 1477541 | 1 | 09/18/2019 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Matthew A Davis | 5912422 | 1 | 10/17/2018 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Stanko Pavlovic | 2691298 | 3 | 06/20/2018 | Customer Dispute | Settled | $19,508.00 | $0.00 | See FINRA Report |
| Roger Escobar | 2306908 | 3 | 05/09/2018 | Customer Dispute | Denied | $13,574.10 | $0.00 | See FINRA Report |
| Haim Shepes | 1797326 | 1 | 09/05/2017 | Customer Dispute | Denied | $6,012.95 | $0.00 | See FINRA Report |
| James P Mustard | 1361797 | 1 | 10/30/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |