Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Norman Dowdall | 3183423 | 1 | 10/19/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Joseph Herits | 6015143 | 1 | 09/21/2022 | Customer Dispute | Settled | $5,718.63 | $0.00 | See FINRA Report |
| Nicholas John Keeling | 1332035 | 1 | 04/27/2022 | Customer Dispute | Settled | $13,285.00 | $0.00 | See FINRA Report |
| Lynn Howard Morris | 1019064 | 1 | 09/21/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Nicholas Cava | 1477541 | 1 | 09/18/2019 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Matthew A. Davis | 5912422 | 1 | 10/17/2018 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Haim Shepes | 1797326 | 1 | 09/05/2017 | Customer Dispute | Denied | $6,012.95 | $0.00 | See FINRA Report |
| James P Mustard | 1361797 | 1 | 10/30/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Michael Adgar | 4734751 | 3 | 08/10/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Richard Behm | 5010852 | 1 | 04/27/2015 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |