Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darryl J Adams | 2638125 | 1 | 08/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clara Zaya | 4631410 | 3 | 07/23/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ronald Jeffery Heller | 2422929 | 2 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer A Moody Stubaus | 7804355 | 1 | 09/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Alan Hummel | 4603340 | 2 | 03/17/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Terence Owen Smith | 4343726 | 1 | 10/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith F Edmonson | 2295829 | 5 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas John Keeling | 1332035 | 1 | 04/27/2022 | Customer Dispute | Settled | $13,285.00 | $0.00 | See FINRA Report |
| Lynn Howard Morris | 1019064 | 1 | 09/21/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Kwon | 5325208 | 1 | 08/20/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |