Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terence Owen Smith | 4343726 | 1 | 10/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Norman Dowdall | 3183423 | 1 | 10/19/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Joseph Herits | 6015143 | 1 | 09/21/2022 | Customer Dispute | Settled | $5,718.63 | $0.00 | See FINRA Report |
| Keith F Edmonson | 2295829 | 5 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas John Keeling | 1332035 | 1 | 04/27/2022 | Customer Dispute | Settled | $13,285.00 | $0.00 | See FINRA Report |
| Lynn Howard Morris | 1019064 | 1 | 09/21/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Gregory Lydell White | 1255257 | 14 | 03/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nancy Victoria Mitchell | 3124319 | 2 | 11/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Kwon | 5325208 | 1 | 08/20/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Casey Allen Weihert | 6399890 | 2 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |